1

Huatai Securities

Huatai Securities
Leadership team

Mr. Yi Zhou (CEO & Director)

Ms. Xiaoning Jiao (Chief Financial Officer)

Products/ Services
Banking, Financial Services, Security
Number of Employees
1,000 - 20,000
Headquarters
Nanjing, Jiangsu, China
Established
1991
Company Registration
SEC CIK number: 0001755393
Net Income
1B - 20B
Revenue
Above - 1B
Traded as
SSE:601688
Overview
Location
Summary

Huatai Securities Co., Ltd., a security company, provides financial services in Mainland China and internationally. The company buys and sells stocks, funds, bonds, futures, and options on behalf of clients; and provides various financial products and asset allocation, margin financing, securities lending, securities-backed lending, and margin securities lending services. It also offers institutional investment banking services, such as equity and bond underwriting, financial consultancy, and over-the-counter business services for enterprises, institutions, and governments; cross-border proprietary and credit derivative products and services; custodian and fund services, including settlement, liquidation, reporting, and valuation services, as well as margin trading and other value-added services to various asset management institutions; and professional research and consulting services. In addition, the company provides private equity fund and asset management services for securities and futures companies, funds, etc. Huatai Securities Co., Ltd. was founded in 1990 and is headquartered in Nanjing, the People's Republic of China.

History

Huatai Securities was established on 9 April 1991 in with a registered share capital of RMB 10 million. It was originally named Jiangsu Securities Company until it was renamed to Huatai Securities in 1999.In 2008, Huatai Securities received approval from the China Securities Regulatory Commission to be a Qualified Domestic Institutional Investor.On 26 February 2010, Huatai Securities was listed on the Shanghai Stock Exchange with the stock code of 601688.On 1 June 2015, the H Shares of Huatai Securities were listed on the Hong Kong Stock Exchange with the stock code of 6886.In 2016, Huatai Securities acquired AssetMark, a wealth management technology provider from Aquiline Capital Partners and Genstar Capital, for $780 million in cash.On 17 June 2019, Global depository receipts of Huatai Securities were listed on London Stock Exchange with the stock code of HTSC.

Mission

We provide more services for you.We build your life in simpler way.Our mission is to build a better lifestyle for you by providing high speed internet to you.

Vision

We care about your investment security.

Key Team

Mr. Kai Jiao (Gen. Counsel & Chief Compliance Officer)

Mr. Chong Wang (Chief Risk Officer)

Mr. Tianxiang Chen (Member of the Exec. Committee)

Lei Fei (Head of Accounting Department)

Mr. Jun Zhai (Director of Admin.)

Jiapeng Yu (Head of Investor Relations)

Dr. Leping Huang Ph.D. (Chief Technology Analyst & Head of TMT Research)

References
Huatai Securities
Leadership team

Mr. Yi Zhou (CEO & Director)

Ms. Xiaoning Jiao (Chief Financial Officer)

Products/ Services
Banking, Financial Services, Security
Number of Employees
1,000 - 20,000
Headquarters
Nanjing, Jiangsu, China
Established
1991
Company Registration
SEC CIK number: 0001755393
Net Income
1B - 20B
Revenue
Above - 1B
Traded as
SSE:601688